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• SEC.gov | HOME

  The Ombuds will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombuds is also available to clarify cert...

• SEC.gov | Careers at the Securities and Exchange Commission

  Careers at the Securities and Exchange Commission The SEC is looking for the best and brightest to help strengthen their team in order to better serve as the investor's advocate. The Securities and E...

• SEC.gov | SEC Charges 10 Microcap Companies with Securities Offering Registration Violations

  FOR IMMEDIATE RELEASE Washington D.C., May 16, 2023 — The Securities and Exchange Commission today announced charges against 10 microcap companies for offering and sellin...

• Clayton R. Thomas and Personalized Healthcare Solution, LLC (Release No. LR-25717; May 10, 2023)

  Litigation Release No. 25717 / May 10, 2023 SEC Charges Tennessee Resident and Company with Selling Fraudulent Promissory Notes The Securities and Exchange Commission today charged Brentwood, Tennesse...

• SEC.gov | EDGAR Application Programming Interfaces

  ########## is the entity’s 10-digit Central Index Key (CIK), including leading zeros. This JSON data structure contains metadata such as current name, former name, and stock exchanges and ticker symbo...

• SEC.gov | Insider Trading Arrangements and Related Disclosures

  Introduction On December 14, 2022, the Securities and Exchange Commission (the “Commission”) adopted amendments to Rule 10b5-1 under the Securities Exchange Act of 1934 (the “Exchange Act”), which pro...