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Corporate & Securities Law Blog | Sheppard Mullin
Up-to-date Information on Corporate, M&A and Securities Law
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Corporate Transparency Act: Reporting Requirements; Preparing Your Company and Other Related
The Corporate Transparency Act (“CTA”) was enacted as part of the National Defense Authorization Act for Fiscal Year 2021. The CTA aims to enhance
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Sellers Beware: Fiduciary Duty Risks to Directors | Corporate & Securities Law Blog
A recent decision by a New York federal district court illustrates significant potential pitfalls for sellers in leveraged buyouts and similarly
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May 2022 Crypto Enforcement Actions and Regulatory Guidance Roundup | Corporate & Securities Law
In May, we saw a slower month for crypto enforcement actions by state and federal regulators. See our March 2022 Crypto Enforcement Actions Roundup blog
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SEC Adopts Comprehensive Changes to “Significance” Tests and Financial Disclosure Requirements of
*This post has been updated as of August 4, 2020. On May 20, 2020, the Securities and Exchange Commission formally adopted amendments to financial
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Second Circuit Declines to Allow SEC Rule 10b-5 Claim for “Scheme Liability” to Proceed Where the
In SEC v. Rio Tinto PLC, No. 21-2042, 2022 U.S. App. LEXIS 19577 (2d Cir. July 15, 2022) (Jacobs, J.), the United States Court of Appeals for the Second